From Pulse 2.0 · Amit Chowdhry · · 50s
BRG Adds Compliance Experts
BRG hires three senior compliance professionals to strengthen financial advisory services.
In brief
BRG hires three senior compliance professionals to strengthen financial advisory services. BRG adds three senior markets compliance professionals to its Financial Institution Advisory practice to help clients navigate complex regulatory requirements. Originally reported by Pulse 2.0.
BRG expands Financial Institution Advisory
BRG added three senior markets compliance professionals to its Financial Institution Advisory practice.
Team advises U.S. financial institutions
The team advises broker-dealers, investment advisers, swap dealers, and other financial institutions regulated by U.S. securities and exchange commission.
Dodge brings 30+ years of SEC experience
Dodge spent more than a decade in the SEC’s Division of Enforcement before moving into senior advisory roles.
Sullivan has 30+ years in compliance
Sullivan served as an attorney in the SEC’s Division of Enforcement and worked at the Public Company Accounting Oversight Board.
In short
BRG adds three senior markets compliance professionals to its Financial Institution Advisory practice to help clients navigate complex regulatory requirements.
