From TokenPost · · 50s
SEC Resumes Processing AMF Asset Manager Applications
SEC restarts review of U.S. asset manager applications under new France-U.S. cooperation pact.
In brief
SEC restarts review of U.S. asset manager applications under new France-U.S. cooperation pact. SEC will resume processing registration applications from asset managers supervised by France's AMF under a cooperation agreement announced October 20. Originally reported by TokenPost.
SEC and AMF cooperation pact
The Securities and Exchange Commission will resume reviewing new and pending U.S. registration applications from asset managers overseen by France’s Autorité des Marchés Financiers under a cooperation pact announced October 20.
Regulatory framework for consultation
The memorandum sets out a framework for regulators to consult and share information as they supervise firms, covering investment advisers and investment companies regulated by the SEC, as well as investment service providers supervised by…
SEC Chair's statement
SEC Chair Paul S. Atkins said the agreement reflects 'the necessary spirit of cooperation in securities regulation.'
“the necessary spirit of cooperation in securities regulation”
Here's the gist
SEC will resume processing registration applications from asset managers supervised by France's AMF under a cooperation agreement announced October 20.
