#finra
4 stories
Section 1035 Annuity Swap Tax Rule
Retirees can swap annuities tax-free but face surrender charges on old contracts.
24/7 Wall St. · 1m
Banks Test AI Agents in Performance Reviews
Banks use AI agents with live performance reviews to cut payment errors by 80%.
Pymnts · 1m
Former Advisor Sentenced to 7 Years for $10M Fraud
Ejiroghene Okuma, a former financial advisor, received a seven-year prison sentence after defrauding an elderly client of nearly $10 million.
Yahoo Finance · 1m
Margin debt hits $1.45 trillion. What happens next?
Investors borrowed record amounts to buy stocks. A market correction could trigger a forced-selling spiral.
24/7 Wall St. · 2m